SEBI Circular Implemented By VSE

SEBI Circular Implemented By VSE for Oct-2006 to Sep-2009

SEBI Letter no. MIRSD-1/197689/2010 dated 8th March 2010 regarding Two orders passed by SEBI against members of Vadodara Stock Exchange Ltd pursuant to Summary Proceedings

Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal

Company Law settlement scheme, 2010

Easy Exit scheme, 2010

ORDER OF SUMMARY PROCEEDINGS AGAINST THE STOCK BROKERS WHO DEFAULTED IN THE PAYMENT OF REGISTRATION FEES, ORDER DATED 17TH SEPTEMBER, 2010.

Order Nos 69/2010, 70/2010 of the Whole Time Member dated September 17, 2010 against brokers of your exchange who had defaulted in payment of fees in the manner specified in the SEBI (Stock Brokers and Sub-Brokers), Regulations 1992

Circular for year 2011
Date Subject
1 April, 2010 Disclosure of regulatory orders and arbitration awards on Stock Exchange website
5 April, 2010 Amendment to the Listing Agreement – Clause 24, 41 and 49.
6 April, 2010 Applications Supported by Blocked Amount (ASBA) facility in public issues
16 April, 2010 Amendments to Equity Listing Agreement - Discontinuation of Electronic Data Information Filing and Retrieval (EDIFAR) System.
22 April, 2010 Reduction in time between issue closure and listing
23 April, 2010 Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant
26 April, 2010 Guidelines for market makers on Small and Medium Enterprise (SME) Exchange /separate platform of existing exchange having nation wide terminal
27 April, 2010 Introduction of derivative contracts on Volatility Index
7 May, 2010 Making Annual Reports of Listed Companies easily accessible
1 Jul, 2010 Account Maintenance Charges collected upfront on annual/ half yearly basis on demat accounts
13 Jul, 2010 Applications Supported by Blocked Amount (ASBA) facility in public issues
23 Jul, 2010 Market Access through Authorised Persons
29 Jul, 2010 Mandatory requirement of Permanent Account Number(PAN)
11 Aug, 2010 Arbitration Mechanism in Stock Exchanges
31 Aug, 2010 Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications
31 Aug, 2010 Arbitration Mechanism in Stock Exchanges
3 Sep, 2010 Trading Rules and shareholding in dematerialized mode
6 Sep, 2010 Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996
12 Oct, 2010 Applications Supported by Blocked Amount (ASBA) facility in public issues
26 Oct, 2010 Clarification on Trading Rules and shareholding in dematerialized mode
4 Nov, 2010 Display of Details by Stock Brokers (including Trading Members)
14 Dec, 2010 Acceptance of Third Party Address as Correspondence Address
16 Dec, 2010 Amendments to the Equity Listing Agreement
28 Dec, 2010 Activity schedule for Auction Session